首席合规官 Job at BiyaPay, Los Angeles, CA

OXo0V1hMVTJZTGlsR0c0d1Qzd0xsbjdt
  • BiyaPay
  • Los Angeles, CA

Job Description

Position Overview

We are seeking a seasoned Chief Compliance Officer with deep expertise in U.S. securities regulations to lead and enhance our company’s compliance framework. This role is critical in ensuring that all business activities adhere to applicable laws and regulatory requirements, mitigating compliance risks while supporting business growth and integrity.

Key Responsibilities

  • Develop, implement, and continuously refine comprehensive compliance policies and procedures aligned with evolving regulatory standards.
  • Lead ongoing compliance reviews, including monitoring personal securities transactions, investment restrictions, vendor management, and gifts and entertainment compliance.
  • Serve as the primary liaison with regulatory bodies to ensure timely and accurate submission of required reports and filings.
  • Identify, assess, and proactively mitigate compliance risks, including preventing insider trading and misuse of material non-public information.
  • Provide expert compliance guidance and support to business teams, clients, and partners, addressing inquiries and resolving complex issues.
  • Design and deliver regular compliance training programs to foster a strong compliance culture across the organization.
  • Collaborate closely with internal and external audit teams to validate the effectiveness of compliance controls and processes.

Qualifications

  • Bachelor’s degree or higher in Law, Finance, Accounting, or related disciplines.
  • 3 to 5 years of compliance experience within financial services, securities brokerage, or related sectors; U.S. market experience is highly preferred.
  • Strong knowledge of U.S. regulatory frameworks, including SEC, CFTC, and FinCEN regulations.
  • Proven expertise in anti-money laundering (AML), counter-terrorism financing (CTF), and compliance risk management.
  • Excellent communication skills with the ability to collaborate effectively across cross-functional teams and provide clear compliance advice.
  • Strong analytical and problem-solving skills to independently manage complex compliance challenges.
  • High ethical standards, integrity, and passion for compliance excellence.

Preferred Qualifications

  • FINRA-certified securities broker license or equivalent certification.
  • Familiarity with compliance requirements in securities brokerage, asset management, or financial payment industries is a plus.

What We Offer

  • Competitive salary and benefits package.
  • Opportunities for career growth and professional development.
  • Flexible working arrangements.
  • A supportive, innovative, and inclusive work environment.

Job Tags

Flexible hours,

Similar Jobs

Toledo Steel Supply

2nd Shift Overhead Crane Operator Job at Toledo Steel Supply

**Position Summary** The Overhead Crane Operator will operate a remote overhead crane to distribute full steel plates, work orders and shipments to the appropriate area in the shop. This position must adhere to and observe workplace safety rules and guidelines. The... 

Entergy

Power Line Patrol Pilot at Entergy Job at Entergy

 ...: More than 75% Note: This is a onsite role based out of our aviation office in Kenner, LA.Relocation assistance is avaialble for this...  ...at the end of the day. Job Summary/Purpose Helicopter Pilot for Power Line Patrol (Transmission & Distribution Infrastructure... 

Dryco Construction, Inc

Seal Coat / Striping Job at Dryco Construction, Inc

DRYCO Construction, Inc., est buscando personas trabajadoras para unirse a nuestra divisin de recubrimiento de SEAL . Nos enorgullecemos de una cultura empresarial fantstica y amigable para los empleados que se sustenta en los excelentes empleados que contratamos...

Neat n' Clean

Cleaner - Appleton Job at Neat n' Clean

 ...Join a dedicated team providing essential cleaning services in Appleton. This position is ideal for individuals seeking part-time evening and weekend work in a supportive environment. Cleaners play a vital role in maintaining a safe and welcoming space for all. If you are... 

Soogadin Field Services Inc

Journeyperson Insulators - Suncor Fort Hills Job at Soogadin Field Services Inc

Soogadin Field Services Inc. is now hiring Journeyperson Insulators for an upcoming Turnaround at Suncor Fort Hills starting June 19, 2025!! Shift: 14&14 Hours :12 Hour Days Straight Time - Night & Day Shift Available Travel: Fly in/out from Edmonton or Calgary...